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  2. Broker - Wikipedia

    Some brokers, known as discount brokers, charge smaller commission, sometimes in exchange for offering less advice or services than full service brokerage firms. [2] A broker-dealer is a broker that transacts for its own account, in addition to facilitating transactions for clients.

  3. Soft dollar - Wikipedia

    Background and history. In the brokerage business, soft dollars have been in use for many years. Prior to May 1, 1975—sometimes referred to as "May Day"—all brokerage firms used a fixed price commission schedule published by the New York Stock Exchange; the schedule was a matrix listing the number of shares in the trade on one axis, the stock's price per share on the other axis, and the ...

  4. Fidelity Investments - Wikipedia

    Through its subsidiary, National Financial Services LLC, Fidelity Investments provides services to its correspondent broker-dealers, institutional investment firms, banks and trusts, family offices, and registered investment advisors including brokerage clearing and back office support and a suite of software products for financial services ...

  5. KHNL - Wikipedia

    KHNL, virtual channel 13 (UHF digital channel 35), is an NBC-affiliated television station licensed to Honolulu, Hawaii, United States, and serving the Hawaiian Islands.Owned by Atlanta-based Gray Television, it is part of a de facto triopoly with CBS affiliate KGMB (channel 5, also licensed to Honolulu) and Kailua-Kona–licensed Telemundo affiliate KFVE (channel 6).

  6. LPL Financial - Wikipedia

    LPL Financial Holdings, Inc. (commonly referred to as LPL Financial) was founded in 1989 and is considered the largest independent broker-dealer in the United States. As of 2021 the company had more than 17,500 financial advisors, over US$1 trillion in advisory & brokerage assets, and generated approximately $5.9 billion in annual revenue for the 2020 fiscal year.

  7. Solo 401(k) - Wikipedia

    Unlike a brokerage-based Solo 401K Plan, a self-directed Solo 401(k) Plan contains a built in Roth sub-account which can be contributed to without any income restrictions. In addition, most brokerage Solo 401K Plans do not allow for the conversion of a traditional 401(k) or 403(b) account to a Roth subaccount.

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