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In September 2011, the Financial Industry Regulatory Authority ordered Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. to pay restitution of $1.69 million to 15,500 of their clients for charging excessive commissions on more than 27,000 securities transactions. The trades were made in client accounts between 2006 and ...
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James founded Raymond James Financial in St. Petersburg, Florida in 1962, as Robert A. James Investments. [1][2][3] In 1964, Raymond and Associates merged into Robert A. James Investments to form Raymond James & Associates. [2] In 1970, he stepped down as CEO, and his son, Thomas James took over.
Website. www.raymondjames.com. Raymond James Morgan Keegan is the interim name of the former Morgan Keegan & Co. business units acquired by Raymond James Financial on April 2, 2012. The combined firms’ subsidiaries engage primarily in investment and financial planning, investment banking, fixed income products and asset management.
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