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  2. Putnam Investments - Wikipedia

    en.wikipedia.org/wiki/Putnam_Investments

    www .putnam .com. Putnam Investments is an investment management firm founded in 1937 by George Putnam, who established one of the first balanced mutual funds, The George Putnam Fund of Boston. Headquartered in Boston, Massachusetts, it has offices in London, Tokyo, Frankfurt, Sydney, and Singapore. [2] Putnam is currently a subsidiary of ...

  3. Depository Trust Company - Wikipedia

    en.wikipedia.org/wiki/Depository_Trust_Company

    Depository Trust Company ( DTC ), founded in 1973, is a New York corporation that performs the functions of a central securities depository as part of the US National Market System. [3] DTC annually settles transactions worth hundreds of trillions of dollars, processes hundreds of millions of book-entry deliveries, and custodies millions of ...

  4. Franklin Templeton Investments - Wikipedia

    en.wikipedia.org/wiki/Franklin_Templeton_Investments

    Franklin Resources, Inc. [1] Franklin Resources, Inc. is an American multinational holding company that, together with its subsidiaries, is referred to as Franklin Templeton; it is a global investment firm founded in New York City in 1947 as Franklin Distributors, Inc. It is listed on the New York Stock Exchange under the ticker symbol BEN, in ...

  5. Depository Trust & Clearing Corporation - Wikipedia

    en.wikipedia.org/wiki/Depository_Trust_&_Clearing...

    The Depository Trust & Clearing Corporation ( DTCC) is an American financial market infrastructure company that provides clearing, settlement and trade reporting services to financial market participants. It performs the exchange of securities on behalf of buyers and sellers and functions as a central securities depository by providing central ...

  6. 2003 mutual fund scandal - Wikipedia

    en.wikipedia.org/wiki/2003_mutual_fund_scandal

    On December 3, 2003, the SEC proposed new rules to stop after-hours trading in mutual funds. [9] [10] On December 18, 2003, the SEC “announced an enforcement action against Alliance Capital Management L.P. (Alliance Capital) for defrauding mutual fund investors. The SEC ordered Alliance Capital to pay $250 million.

  7. Putnam family - Wikipedia

    en.wikipedia.org/wiki/Putnam_family

    The Putnam family of prominent old colonial Americans was founded by Puritans John and Priscilla (Gould) Putnam in the 17th century, in Salem, Massachusetts. Many notable individuals are descendants of this family, including those listed below. John Putnam was born about 1580 and came from Aston Abbotts, Buckinghamshire, England. He was married ...

  8. Edward Jones Investments - Wikipedia

    en.wikipedia.org/wiki/Edward_Jones_Investments

    An Edward Jones Investments in Gillette, Wyoming. Edward Jones in Markham, Ontario. Edward Jones was founded by Edward D. Jones in St. Louis, Missouri in 1922. [6] (. A different Edward D. Jones was a co-founder of Dow Jones. [13]) Edward Jones' son Edward D. "Ted" Jones was responsible for the creation of the individual branch network, which ...

  9. Power Financial - Wikipedia

    en.wikipedia.org/wiki/Power_Financial

    By 2007, IGM Financial was the holding company for Power Corporation's investment fund companies. Power Corporation also by 2009 had interests in the parent company of La Presse, Mackenzie Financial, London Life Insurance, Canada Life Assurance, Great-West Life, and Putnam Investments. 2020 reorganization