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On December 3, 2003, the SEC proposed new rules to stop after-hours trading in mutual funds. [9] [10] On December 18, 2003, the SEC “announced an enforcement action against Alliance Capital Management L.P. (Alliance Capital) for defrauding mutual fund investors. The SEC ordered Alliance Capital to pay $250 million.
Putnam Investments is an investment management firm founded in 1937 by George Putnam, who established one of the first balanced mutual funds, The George Putnam Fund of Boston. Headquartered in Boston, Massachusetts , it has offices in London , Tokyo , Frankfurt , Sydney , and Singapore . [2]
Also, be aware that the ratings are category-relative. For instance, Fuller & Thaler Behavior Small Cap Fund (FTHSX) has a low risk rating and high return rating compared to the 364 other funds in ...
The Committee on Foreign Investment in the United States ( CFIUS, / ˈsɪfiəs /) is an inter-agency committee in the United States government that reviews the national security implications of foreign investments in U.S. companies or operations, using classified information from the United States Intelligence Community. [1]
NBC Sports Audio (channel 85 on SiriusXM radio and the SiriusXM app) will begin coverage at 10 a.m. Telemundo Deportes will have Derby coverage Saturday starting at 6:30 p.m. on Universo, and ...
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