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  2. 2003 mutual fund scandal - Wikipedia

    en.wikipedia.org/wiki/2003_mutual_fund_scandal

    On December 3, 2003, the SEC proposed new rules to stop after-hours trading in mutual funds. [9] [10] On December 18, 2003, the SEC “announced an enforcement action against Alliance Capital Management L.P. (Alliance Capital) for defrauding mutual fund investors. The SEC ordered Alliance Capital to pay $250 million.

  3. Putnam Investments - Wikipedia

    en.wikipedia.org/wiki/Putnam_Investments

    Putnam Investments is an investment management firm founded in 1937 by George Putnam, who established one of the first balanced mutual funds, The George Putnam Fund of Boston. Headquartered in Boston, Massachusetts, it has offices in London, Tokyo, Frankfurt, Sydney, and Singapore. [2] Putnam is currently a subsidiary of Franklin Templeton ...

  4. Great-West Lifeco - Wikipedia

    en.wikipedia.org/wiki/Great-West_Lifeco

    Great-West Lifeco Inc. is a Canadian insurance-centered financial holding company that operates in North America (Canada and United States), Europe and Asia through five wholly owned, regionally focused subsidiaries. Many of the companies it has indirect control over are part of its largest subsidiary, The Canada Life Assurance Company; the ...

  5. AI Investment Scams Are On The Rise — Here’s How To Protect ...

    www.aol.com/ai-investment-scams-rise-protect...

    An investment opportunity that asks you to recruit other investors, such as a Ponzi or pyramid scheme, is typically a red flag. Be wary of investments that promise high returns with little risk.

  6. 6 Ways to Protect Your Accounts Against Investment Fraud - AOL

    www.aol.com/2015/01/19/protect-your-accounts...

    Alamy By Sarah Morgan The theft of customer data at Morgan Stanley (MS) earlier this month is just one more in a long list of reasons for investors to make sure they know and trust the people ...

  7. Securities fraud - Wikipedia

    en.wikipedia.org/wiki/Securities_fraud

    Criminal law. Securities fraud, also known as stock fraud and investment fraud, is a deceptive practice in the stock or commodities markets that induces investors to make purchase or sale decisions on the basis of false information. [1] [failed verification] [2] [3] The setups are generally made to result in monetary gain for the deceivers, and ...

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