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The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect investors by making sure the United States securities industry operates fairly and honestly. As of October 2023, FINRA oversaw 3,394 brokerage firms, 149,887 branch offices ...
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Madoff was active with the National Association of Securities Dealers (NASD), a self-regulatory securities-industry organization. He served as chairman of its board of directors, and was a member of its board of governors .
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The approval of the regionalization proposal meant that the district was eligible for increased state aid and would have property taxes allocated to the two municipalities based on the number of students enrolled from each community. [10] Covering an area of 31 square miles (80 km 2), the district had 1,140 students in 1963. Population growth ...
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Morgan Stanley is a financial services corporation that, through its affiliates and subsidiaries, advises, and originates, trades, manages, and distributes capital for institutions, governments, and individuals. The company operates in three business segments: Institutional Securities, Wealth Management, and Investment Management.
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