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The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect investors by making sure the United States securities industry operates fairly and honestly. As of October 2023, FINRA oversaw 3,394 brokerage firms, 149,887 branch offices ...
Covering 97.3 square miles (252 km 2) in Northampton County, the school district serves three boroughs, Bath, Chapman, and Northampton, and four townships, Allen, East Allen, Lehigh, and Moore. The population of the district is over 38,500. The school district is located 10 miles (16 km) from the cities of Allentown and Bethlehem, 70 miles (110 ...
Website. www.nasdedu.com. The Northwest Area School District (NASD) is a small, rural public school district in Luzerne County, Pennsylvania, USA. [1] The district comprises the boroughs of New Columbus and Shickshinny and the townships of Hunlock, Union, Huntington, and Fairmount, [2] serving a resident population of 9,172.
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The Trading and Markets division oversees self-regulatory organizations (SRO's) such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses. This division also interprets proposed changes to regulations and monitors operations of the industry.
Nasdaq, Inc. is an American multinational financial services corporation that owns and operates three stock exchanges in the United States: the namesake Nasdaq stock exchange, the Philadelphia Stock Exchange, and the Boston Stock Exchange, and seven European stock exchanges: Nasdaq Copenhagen, Nasdaq Helsinki, Nasdaq Iceland, Nasdaq Riga, Nasdaq Stockholm, Nasdaq Tallinn, and Nasdaq Vilnius.
Madoff was active with the National Association of Securities Dealers (NASD), a self-regulatory securities-industry organization. He served as chairman of its board of directors, and was a member of its board of governors .
Gordon S. Macklin (1928 - January 30, 2007) was an American businessman. He was the first President and CEO of the NASDAQ from 1971 to 1987. He was also a board member of WorldCom from 1998 to its collapse in 2002. Macklin was born in Cleveland, Ohio and raised in Shaker Heights. He graduated with a BA in economics from Brown University in 1950 ...