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2. Stockbroker - Wikipedia

   en.wikipedia.org/wiki/Stockbroker

   A stockbroker is an individual or company that buys and sells stocks and other investments for a financial market participant in return for a commission, markup, or fee. In most countries they are regulated as a broker or broker-dealer and may need to hold a relevant license and may be a member of a stock exchange .

3. Registered representative (securities) - Wikipedia

   en.wikipedia.org/wiki/Registered_representative...

   A registered representative ("RR" or "rep" or "broker") is authorized to sell a large array of securities such as stocks, bonds, options, mutual funds, limited partnership programs and variable annuities. Registered representatives who sell variable products such as variable annuities or variable universal life insurance policies typically also ...

4. Series 7 exam - Wikipedia

   en.wikipedia.org/wiki/Series_7_Exam

   Employers will sponsor candidates as part of employment. There is no education requirement. Structure. The Series 7 is a three-hour, forty-five-minute exam. It is held in one four-hour session. There are 125 questions on the test. Candidates have to score at least 72% to pass. The SIE Exam and the Series 7 Exam are co-requisite exams.

5. How to buy stocks: A step-by-step guide - AOL

   www.aol.com/finance/buy-stocks-step-step-guide...

   1. Choose your online broker. You’ll need to get set up with a broker to buy stock, but that takes only minutes. The broker lets you purchase and sell stock, holds the shares for you in an ...

6. New to Investing? Here’s Everything You Need To Know About ...

   www.aol.com/investing-everything-know...

   Most come with at least rudimentary education, news and research tools, but a stockbroker will never call with a hot tip. Some of the best free platforms, like M1 Finance and Firstrade, are purely ...

7. Broker-dealer - Wikipedia

   en.wikipedia.org/wiki/Broker-dealer

   Broker-dealer. In financial services, a broker-dealer is a natural person, company or other organization that engages in the business of trading securities for its own account or on behalf of its customers. Broker-dealers are at the heart of the securities and derivatives trading process. [1]