Get started with our free, full-length SIE practice exam

SIE-2

Full-length practice exam includes 75 questions, answers, and answer rationales covering all SIE Exam topics:

  • Knowledge of Capital Markets
  • Understanding Products & Their Risks
  • Understanding Trading, Customers Accounts and Prohibited Activities
  • Overview of Regulatory Framework

Start preparing today! Enter your information to download the free practice exam:

Our pass rates are consistently above the industry average.

0%

SIE Exam

0%

Series 7 Top-Off Exam

0%

Series 79 Top-Off Exam

Should you take the Securities Industry Essentials Exam?

The SIE is a new regulatory exam covering foundational knowledge used in careers in investment banking, wealth management, sales and trading and more. The SIE qualification is essential for anyone interested in pursuing a career in the financial services industry.

Ready to get started? Download our free practice exam. You'll also get access to more helpful videos with tips on how to approach the Securities Industries Essentials exam, including:

  • Types of questions and how to read them
  • When to rely on your common sense
  • How to approach ‘50/50’ questions
  • Rules and regulations you need to learn